Join TD as the Manager of Business Compliance Oversight, specializing in APAC and Caribbean regulations. Bring your compliance and leadership skills to enhance TD's Asset Management operations.
As a Manager in the TD Wealth Compliance Department, you will oversee regulatory compliance for asset management, ensuring alignment across multiple regions. Your expertise will guide partnerships with Compliance, Legal, and various business units while promoting sustainable investing frameworks.
Key Responsibilities:
• Manage the Asset Management compliance program effectively
• Assess compliance related to new business initiatives
• Develop and streamline compliance policies
• Lead compliance projects that require specialized knowledge




• Maintain effective training and resource materials
Requirements:
• Deep understanding of asset management compliance in APAC and Caribbean
• Over 7 years in compliance or risk management roles
• Strong analytical abilities to prioritize compliance issues
• Excellent communication and cooperative skills
• Relevant degree; JD or LLB preferred
Leverage your compliance expertise to drive success at TD and influence the future of asset management.
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📌 TD Asset Management Compliance Leadership (Toronto)
🏢 TD
📍 Toronto