16 Sep
|
Manulife Financial
|
Montreal
16 Sep
Manulife Financial
Montreal
Take on the Senior Field Supervision Manager position at Manulife, where you will enforce compliance and enhance advisor supervisions. This hybrid role involves travel and direct advisor engagement. With a focus on compliance culture, you will perform Tier 1 supervision and complex reviews while training advisors and Field Supervision Associates.
The incumbent will ensure compliance with CIRO regulations and support advisors during investigations of complaints and inquiries. Collaboration with various departments like Compliance and Risk is crucial to the role. Key Responsibilities:
- Manage daily supervisory activities and escalations
- Review and approve current accounts and KYC updates
- Conduct trainings on regulatory compliance for advisors
- Document supervisory decisions with clear rationale
- Perform annual visits to enhance advisor relationships Requirements:
- Registered Supervisor and Representative with CIRO
- 5-7+ years of relevant supervisory experience
- Expertise in Canadian regulatory compliance
- Strong communication and negotiation skills
- Bilingualism in English and French a plus Make a significant impact on the advisory teams’ success at Manulife.
📌 Field Supervision Manager, Hybrid Role (Montreal)
🏢 Manulife Financial
📍 Montreal