We’re building a relationship-oriented bank for the modern world. As a Senior Consultant within our US Corporate Function Compliance (CFC) team, you will serve as an Oversight Function (OF) lead, reporting to the Head of US CFC & Regulation W Compliance. You will support Regulatory Compliance Management activities, including serving as a subject matter expert for specific regulatory requirements as well as executing oversight activities to ensure that CIBC’s regulatory compliance risk is managed within acceptable levels and in accordance with CIBC’s Regulatory Compliance Management Policy.

This role will provide advisory services around regulatory requirements and controls related to various topics, such as: Accessibility, Data Management, Stress Testing, Operations, etc. You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 2-3 days per week on-site, while other days will be remote.

Regulatory

Monitoring and Communication – You’ll monitor regulatory developments, analyze and assess the impact of changes, review complex documentation, and communicate relevant updates and actionable guidance to business units and RCM Portfolio Managers. Risk Assessment, Compliance Advisory, and Deficiency Management – You’ll conduct comprehensive risk assessments, evaluate recent initiatives for regulatory risk, advise on compliance measures, elevate regulatory risks, and coordinate remediation and deficiency management with business units. Advisory, Coordination, and Relationship Management – You’ll provide expert guidance on RCM program requirements, collaborate with business management to establish effective controls and policies, participate in oversight meetings, and maintain strong relationships with key stakeholders.

Reporting, Documentation, and Effectiveness Assessment – You’ll support the preparation of RCM-related reports and metrics, maintain and refresh standardized documentation,



and complete effectiveness assessments to demonstrate oversight accountabilities and control adequacy. Leadership and Process Optimization – You’ll lead and guide business units in executing the RCM Program, identify and monitor regulatory compliance risks, implement process You’re a certified professional and holds a university degree and a minimum of 5-10 years of progressively responsible business experience. You can demonstrate expertise in reviewing complex legal and regulatory documentation, identifying key requirements, monitoring regulatory changes, and collaborating to implement effective controls, policies, and procedures in the US regulatory areas of Accessibility, Data Management, Stress Testing, Operations, etc.

It is essential to have a deep understanding of risk assessment methodologies, control frameworks, and regulatory environments applicable to financial institutions. You can demonstrate advanced problem-solving skills, excellent judgment, and the ability to prioritize and manage multiple projects independently in a fast-paced environment. Your critical thinking skills help to inform your decision making.

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program. a paid day off dedicated for you to use to invest in your growth and development. You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit. We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).

We use artificial intelligence tools during the recruitment process.

Compliance

Management, Critical Thinking, Problem Solving, Quality Assurance Review, Quality Investigations, Regulatory Compliance, Regulatory Requirements, Risk Assessments, Strategic Objectives #

📌 Senior Consultant - Regulatory Compliance Asset Management (Toronto)
🏢 CIBC
📍 Toronto