- Licensed Financial Advisor Assistant (2600573) Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs. The ideal candidate is a self-motivated and detail-oriented professional with strong administrative, organizational, and client service skills. As a key member of the team, the Licensed Financial Advisor Assistant supports the Financial Advisor and contributes to the success of client relationships and branch operations.

Support clients' day-to-day administrative and trade-related needs, including responding to inquiries, processing requests, and managing client communications

- Manage account administration, including recent account openings, client records, documentation, and head office correspondence
- Ensure all documentation and transactions are processed accurately and in accordance with regulatory and firm requirements
- Lead tax reporting activities by coordinating with clients and tax professionals and providing required documentation and updates
- Assist with marketing initiatives, including social media, website content, email campaigns, seminars, client events, and other promotional activities
- Maintain accurate and up-to-date client files, CRM records, and KYP documentation in accordance with regulatory and firm requirements
- Complete ongoing professional development, regulatory training, and continuing education requirements
- Our most key investment is in people. Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses,



Tuition Reimbursement and many more! We also support internal promotion and community involvement. Knowledge of investment concepts and industry practices within the securities and wealth management Experience with account administration, including registered and non-registered accounts (e.g., RRSPs, TFSAs, and corporate accounts). Understanding of compliance requirements and regulatory Robust organizational, administrative, and time management skills, with the ability to manage multiple priorities in a fast-paced environment. Excellent communication and relationship-building skills, both independently and within a team Proficiency in Microsoft Office and the ability to learn new systems and Experience with CRM systems, social media, digital marketing tools, Dataphile, or personal tax filing is considered an asset.

Experience intheinvestment brokerage, financial services, banking, or accounting industry is an asset Investment Representative isrequired; 50,000 - 55,000 annually, in addition to competitive performance bonuses/incentives. Actual compensation will be determined based on skills, experience, internal equity, and other job requirements. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture.

These tools help us review applications efficiently,but they donot replace human dec Raymond James Ltd. is a member of the Investment IndustryRegulatory Organization of Canada (IIROC) and of the Canadian Investor ProtectionFund (CIPF). Customers’ accounts are protected by the Canadian Investor ProtectionFund within specified limits.

Raymond James

Ltd. is an integrated financial services firm. Itssubsidiaries, Raymond James Investment Counsel Ltd., Please consult each subsidiary’s webpagesfor applicable corporate, regulatory or membership information. #

📌 Licensed Financial Advisor Assistant (Toronto)
🏢 Raymond James Financial
📍 Toronto