Elevate your career as an Associate Director of Compliance at RBC Global Asset Management. You will play a crucial role in compliance program management, headquartered in Toronto or Vancouver. In this senior role, you will possess in-depth knowledge and act as a subject matter expert while overseeing the compliance program for RBC GAM.
Your skills in analyzing regulatory developments and providing guidance on trading and fund operations will ensure effective execution of compliance policies and procedures. Key Responsibilities:
- Analyze and summarize regulatory impacts swiftly
- Create and implement compliance policies and procedures
- Advise on compliance inquiries across departments
- Support second line of defense compliance activities
- Oversee daily compliance operations and reporting Requirements:
- 2-4 years in regulatory compliance, preferably in Canada
- University degree in Business, Finance, or Law
- Knowledge of National Instruments 31-103, 81-102, and 81-107
- Solid judgment, analytical, and policy drafting skills
- Detail-oriented with effective organizational skills Utilize your regulatory expertise to contribute significantly to RBC's compliance efforts in a dynamic environment.
📌 RBC Associate Director of Compliance (Vancouver)
🏢 RBC
📍 Vancouver