Join Objectway Group as a Compliance Manager with a path to the Chief Compliance Officer role. This key role involves regulatory oversight and policy maintenance in the Canadian securities industry.
As a Compliance Manager at Objectway Group, expect to oversee compliance systems and work towards becoming the Chief Compliance Officer within six months. You'll engage with senior management on regulatory requirements, enhance compliance policies, and promote a strong culture of ethical conduct. Your contributions will not only ensure regulatory adherence but also support the company's growth.
Key Responsibilities:
• Establish and maintain compliance policies and procedures
• Monitor compliance effectiveness and recommend enhancements
• Conduct ongoing compliance monitoring and testing
• Coordinate regulatory filings and reporting obligations
• Develop and deliver compliance training to staff
Requirements:
• Experience in Canadian securities compliance
• Qualified for CCO under NI 31-103
• Knowledge of provincial securities legislation and CSA guidance
• Strong stakeholder management and communication skills
• High integrity and professionalism
Drive the compliance agenda at Objectway Group while shaping a robust regulatory workplace.
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