Join Raymond James as a Bilingual Compliance Officer, working to ensure trade compliance in a dynamic workplace. Leverage your bilingual skills in French and English to uphold industry regulations and firm policies.

As a key player reporting to the Manager of Compliance, you will oversee trade approvals, conduct monthly account reviews, and manage social media compliance. Your expertise is essential in providing guidance to sales staff on compliance actions and serving as a resource in the department’s help desk.

Key Responsibilities:
• Monitor and approve trades in restricted accounts
• Respond to compliance inquiries from branches
• Act as primary contact for New Accounts concerns
• Approve trade corrections and escalations
• Supervise email and social media activities

Requirements:
• Knowledge of compliance within the securities industry
• Completed Canadian Securities and Conduct and Practices courses
• Proficient in MS Office and Dataphile
• Strong communication and customer service skills
• Must be bilingual in French and English

Drive compliance excellence at Raymond James while supporting your professional growth.
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📌 Bilingual Compliance Officer at Raymond James (British Columbia)
🏢 Raymond James
📍 British Columbia