Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management. We are a rapid-growing wealth management firm with over $14 billion in assets under administration, comprised of five integrated entities: CIRO dealer, investment counsel, asset manager, U.S. Registered Investment Advisor (RIA) and insurance company. At Harbourfront Wealth, our core values start with the belief that great people make outstanding companies.

Career opportunity

We currently have a career opportunity for a Senior Compliance Officer reporting to the Director of Compliance Supervision & Program Development. This role will be a hybrid role based out of either our head office in Vancouver, BC , or at our satellite head offices in Burlington, ON, Winnipeg,



MB or other locations where Harbourfront Wealth has an existing branch.

The Senior Compliance Officer role contributes to the overall supervision activities of the compliance department and promotes a culture of compliance throughout the firm. We are looking for a highly motivated candidate who can build solid relationships, has a passion for providing high quality customer service and is eager to expand their career in compliance and supervision.

You will be responsible for:
Supervise and train newly registered staff with respect to regulatory requirements;
Supervise managed accounts;
Current

📌 Senior Compliance Officer Vancouver
🏢 Harbourfront Wealth Management
📍 Vancouver