Elevate your compliance career with Questrade Financial Group! As an Enterprise Compliance Analyst, engage in audits, investigate complaints, and ensure regulatory adherence within a hybrid work environment.

Join Questrade’s Enterprise Compliance team dedicated to upholding financial regulations for various entities. The ideal candidate will possess strong analytical skills and be accountable for executing compliance audits and addressing escalated client issues. You’ll collaborate closely with departments, ensuring timely and responsive operations in regulatory matters.

Key Responsibilities:
• Investigate escalated client complaints objectively
• Draft thorough responses for client correspondence
• Prepare documentation for regulatory requests




• Monitor compliance activities across the organization
• Conduct audits and control testing for compliance

Requirements:
• Degree in Business, Finance, or Law
• Knowledge of banking and investment products
• Robust written and oral communication skills
• Ability to work independently on complex tasks
• Familiarity with compliance technologies and AI tools

Contribute to Questrade’s compliance excellence while utilizing advanced tools and methodologies in a collaborative setting.
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📌 Enterprise Compliance Analyst at Questrade (Ontario)
🏢 Questrade Financial Group
📍 Ontario