Advance your compliance career at Fidelity Clearing Canada in Toronto with a hybrid working model. This position focuses on complex account openings and adherence to regulatory standards. As a Compliance Manager FCC, you will work closely with the Complex Compliance Manager to ensure all account opening processes comply with AML, QI/FATCA/CRS regulations.
This role requires at least 5 years of experience in compliance, KYC, or broker-dealer relations. Your expertise will help Fidelity maintain its standing as a leading independent clearing broker in Canada. Key Responsibilities:
- Manage complex account opening processes efficiently
- Review documentation for compliance with regulations
- Provide training on compliance requirements
- Collaborate with cross-functional teams on account issues
- Assist in regulatory reporting and audits Requirements:
- University Degree or equivalent experience
- Minimum 5 years in compliance or operations
- Solid interpersonal and communication skills
- Detail-oriented with analytical capabilities
- Proficient in Microsoft Excel and PowerPoint Leverage your regulatory knowledge and compliance skills to make a meaningful impact at Fidelity.
📌 Compliance Manager at Fidelity Clearing Canada (Toronto)
🏢 Fidelity International
📍 Toronto
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