Canaccord Genuity (CG) is a leading independent full-service financial services firm, with operations in two principal segments of the securities industry: wealth management and capital markets.CG is driven by an unwavering commitment to build lasting client relationships – we achieve this by generating value for our individual, institutional, and corporate clients through comprehensive wealth management solutions and investment banking services.We are a leading independent wealth management firm in Canada, and the leading mid-market provider of investment banking advisory, equity research, sales and trading services for corporations and institutions. Come be a part of our Canadian success story and help deliver superior experiences for our clients. At CG, we recognize that diversity across our business strengthens our client relationships and enables more innovative solutions.We strongly encourage applications from all qualified individuals regardless of race, religion, colour, national origin, gender, sexual orientation, age, marital status, or disability status. is currently looking for a Compliance Administrator to join our Compliance department in Vancouver.

The Compliance





Administrator will contribute to the regulatory control of Canaccord Genuity by providing the highest standard of integrity for the firm and its clients.

Assist Investment

Advisors and assistants with the furtherance of client requests, both foreign and domestic as required under AML and CIRO regulation; Provide support to supervisors and VPs, Compliance for communication and other departmental needs; Provide input for processes & procedures to assist firm in being compliant with regulatory requirements; Perform time-sensitive tasks (e.g. year end and regulatory audit inquiries) quickly in response to regulatory and client inquiries; 2-3 years of experience in the securities industry and previous experience in a back-office setting; ~ Experience and knowledge of legal documentation for corporations, trusts and other legal entities; ~ Proficiency with MS Word, Excel and Outlook is required, Dataphile is an asset; ~ Completion or willingness to complete the CSC or CPH is an asset. #In order to be considered for employment, candidates selected for interviewswill be required to show proof of citizenship, permanent residence or eligibility to work in Canada with no restrictions. No phone calls please.

📌 Policy Compliance Specialist - Life Insurance (Vancouver)
🏢 Canaccord Genuity Group
📍 Vancouver