Elevate compliance standards as a Senior Compliance Officer for BMO's Capital Markets unit. Lead governance and program oversight while utilizing your capital markets expertise to influence decision-making. In this pivotal role, you will report directly to the Director of Capital Markets Compliance and contribute to the Enterprise Compliance Program.
With a focus on operational non-financial risk, your strong grasp of regulatory expectations, particularly OSFI Guideline E-13, will allow you to interpret complex compliance requirements and provide actionable guidance. Engage with stakeholders and enhance program oversight through innovative reporting and analytics. Key Responsibilities:
- Oversee execution and monitoring of compliance programs
- Operationalize regulatory expectations into practical procedures
- Enhance dashboards and management information for decision support
- Communicate compliance impacts to stakeholders effectively
- Identify compliance gaps and lead resolutions
Requirements:
- 3 - 5 years in compliance or related field
- Understanding of Canadian regulatory environment
- Proficient in Microsoft Office suite and data analysis tools
- Solid organizational skills under tight deadlines
- Commitment to integrity and clear communication
Utilize your capital markets knowledge and stakeholder management skills to drive compliance excellence at BMO.
📌 Senior Compliance Officer at BMO (Toronto)
🏢 BMO
📍 Toronto