Shape the future of compliance at iA Private Wealth as the Senior Director of Business Conduct Compliance. Engage a variety of stakeholders to ensure top-tier regulatory adherence. In this vital role, you will guide the Business Conduct & Tier 1 Surveillance Program critical for registered branches nationwide.

The position demands overseeing a diverse team of compliance professionals and leading policy development in response to regulatory changes. Your expertise will help maintain the department's integrity while proactively addressing compliance inquiries. Key Responsibilities:

- Lead a team of 48+ managers and branch administrators
- Implement compliance training and employee development
- Oversee regulatory inquiries and product assessments
- Manage compliance report integrity and updates
- Stay informed on current regulatory policies affecting operations

Requirements:

- 10+ years in securities compliance necessary
- Relevant Bachelor’s or College Degree
- Bilingual in French and English
- Demonstrated problem-solving abilities
- Experience with regulatory organizations like IIROC

Contribute to iA Private Wealth by applying your extensive compliance and leadership expertise.

📌 Senior Director - Business Conduct Compliance (Toronto)
🏢 iA Financial Group (Industrial Alliance)
📍 Toronto