Elevate your career as the Manager of Business Compliance Oversight for TD Asset Management in Toronto. Drive regulatory compliance strategies for APAC and Caribbean regions. This role offers an exciting chance to lead the Compliance department and partner with various stakeholders. Your knowledge in compliance and investment strategies will direct key initiatives and ensure effective oversight of TD's Asset Management compliance program. Key Responsibilities:
Ensure alignment of global compliance programs
Advise on compliance for current business initiatives
Create and maintain compliance-related materials
Support effective resource and training materials
Collaborate across wealth management teams
Requirements:
Expertise in APAC and Caribbean asset management regulations
7+ years of experience in compliance or risk
Proven ability to provide actionable compliance advice
Solid problem-solving and organizational skills
University degree required, law degree is an asset
Your leadership will be crucial in fostering compliance excellence across the organization.
📌 Manager Of Business Compliance Oversight Toronto
🏢 TD
📍 Toronto
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