13 Sep
|
Brookfield Asset Management
|
Toronto
13 Sep
Brookfield Asset Management
Toronto
Elevate compliance operations at Brookfield Credit as an Investment Compliance Manager. Lead oversight, mentor junior team members, and ensure seamless adherence to investment regulatory standards. This managerial role is pivotal to Brookfield Credit, offering a unique chance to oversee and enhance compliance workflows.
Collaborating with the Investments, Legal, Accounting, and Operations teams, you'll identify and resolve compliance alerts effectively. Your leadership will drive process improvements and ensure compliance accuracy across all levels. Key Responsibilities:
Oversee daily compliance alert resolution processes
Review client investment compliance reporting for accuracy
Develop controls following auditing policies
Collaborate with Legal on investment guidelines
Sign off on compliance audits and rule reviews Requirements:
Bachelor’s degree in Accounting, Finance, or related field
5+ years in investment banking or asset management
Experience managing complex investment projects
Proficiency in Microsoft Excel and data tools
Familiarity with insurance regulatory frameworks Bring your compliance expertise to Brookfield and drive operational excellence.
📌 Investment Compliance Manager At Brookfield Toronto
🏢 Brookfield Asset Management
📍 Toronto