13 Sep
|
TechAlliance of Southwestern Ontario, London Economic Development
|
Winnipeg
13 Sep
TechAlliance of Southwestern Ontario, London Economic Development
Winnipeg
LP Financial Planning Services Ltd., a Winnipeg-based mutual fund dealer, seeks a Compliance Branch Manager to lead regulatory obligations and compliance activities. You will monitor registrations, review materials, and prepare for audits while collaborating with the Investment Product Committee. The role requires a post-secondary degree in business or finance and 5+ years in mutual fund compliance, with licenses or equivalent experience.
📌 Senior Compliance Manager – Mutual Funds (Winnipeg)
🏢 TechAlliance of Southwestern Ontario, London Economic Development
📍 Winnipeg