Join Manulife as a Senior Field Supervision Manager in a hybrid role, focusing on compliance culture and advisor training. You will supervise supervisory activities and enhance compliance across the advisory teams. This role requires 5-7+ years of CIRO dealer supervision or compliance experience.
You will conduct complex reviews, manage escalations, and support high-value advisor offices with on-site visits. The position involves collaborating with the Regional Field Supervision Officer to ensure adherence to guidelines while fostering relationships between compliance and advisory teams. Key Responsibilities:
- Conduct Tier 1 supervision and approve trade reports
- Handle escalations and manage compliance inquiries
- Support advisors with regulatory processes and trainings
- Perform annual branch visits for collaboration
- Monitor KPIs to drive improvements Requirements:
- 5-7+ years of supervision experience
- Registered Supervisor with CIRO
- Robust knowledge of financial regulatory frameworks
- Ability to travel regularly within the region
- Bilingualism in English and French preferred Leverage your compliance expertise to enhance the supervisory landscape at Manulife.
📌 Senior Field Supervision Manager at Manulife (Montreal)
🏢 Manulife Financial
📍 Montreal
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