Excel as a Regulatory Compliance Senior Administrator at Scotiabank, helping to shape compliance strategies and risk management practices. This role demands expertise in regulatory oversight within wealth management.
You will directly support the Manager of Regulatory Initiatives and Reporting, ensuring that regulatory and compliance activities are effectively executed. Your responsibilities will encompass collaborating with compliance partners and providing essential support for audits and policy implementations. Your insights will be key in maintaining adherence to guidelines and facilitating timely corrective actions.
Key Responsibilities:
• Support Tier 1 compliance and regulatory oversight execution • Partner with colleagues to maintain risk management standards • Conduct compliance research and streamline audit processes • Assist in managing client claims and regulatory reviews • Communicate policy changes to various stakeholders
Requirements: • Bachelor’s degree or diploma in relevant fields • Experience with compliance in wealth management or investments • Solid knowledge of regulatory requirements and standards • Excellent verbal and written communication skills • Ability to prioritize multiple tasks efficiently
Join Scotiabank and leverage your compliance knowledge to enhance regulatory practices within our organization. #J-18808-Ljbffr