Lead compliance and supervision as a Corporate Branch Manager at CI Financial. This role requires oversight of registered individuals, ensuring adherence to securities regulations and internal policies.

As a Corporate Branch Manager with CI Financial, you will have overall supervisory responsibility for branch locations and registered individuals. Your role involves approving current accounts and training personnel to ensure all compliance requirements are met. You will monitor performance, conduct reviews, and report on challenges while fostering a culture of ongoing education.

Key Responsibilities: • Supervise registered individuals and branch operations • Approve current accounts and required documentation • Ensure compliance with securities regulations • Monitor initial training and supervision • Report significant client service issues promptly

Requirements: • Minimum 5 years in securities industry; 2 years in management • CIRO license upon hire (subject to approval) • Undergraduate degree required • Solid knowledge of securities legislation • Proficient in MS Office applications

Innovate in leadership while ensuring compliance at CI Financial as a Corporate Branch Manager. #J-18808-Ljbffr

📌 Corporate Branch Manager At Ci Financial Winnipeg (Canada)
🏢 CI Financial
📍 Canada