Advance your compliance career at Fidelity Clearing Canada in Toronto with a hybrid working model. This position focuses on complex account openings and adherence to regulatory standards.
As a Compliance Manager FCC, you will work closely with the Complex Compliance Manager to ensure all account opening processes comply with AML, QI/FATCA/CRS regulations. This role requires at least 5 years of experience in compliance, KYC, or broker-dealer relations. Your expertise will help Fidelity maintain its standing as a leading independent clearing broker in Canada.
Key Responsibilities:
• Manage complex account opening processes efficiently
• Review documentation for compliance with regulations
• Provide training on compliance requirements
• Collaborate with cross-functional teams on account issues
• Assist in regulatory reporting and audits
Requirements:
• University Degree or equivalent experience
• Minimum 5 years in compliance or operations
• Solid interpersonal and communication skills
• Detail-oriented with analytical capabilities
• Proficient in Microsoft Excel and PowerPoint
Leverage your regulatory knowledge and compliance skills to make a meaningful impact at Fidelity.
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📌 Compliance Manager at Fidelity Clearing Canada (Ontario)
🏢 Fidelity International
📍 Ontario
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