Shape the future of compliance at iA Private Wealth as the Senior Director of Business Conduct Compliance. Engage a variety of stakeholders to ensure top-tier regulatory adherence.

In this vital role, you will guide the Business Conduct & Tier 1 Surveillance Program critical for registered branches nationwide. The position demands overseeing a diverse team of compliance professionals and leading policy development in response to regulatory changes. Your expertise will help maintain the department's integrity while proactively addressing compliance inquiries.

Key Responsibilities:
• Lead a team of 48+ managers and branch administrators
• Implement compliance training and employee development




• Oversee regulatory inquiries and product assessments
• Manage compliance report integrity and updates
• Stay informed on recent regulatory policies affecting operations

Requirements:
• 10+ years in securities compliance necessary
• Relevant Bachelor’s or College Degree
• Bilingual in French and English
• Demonstrated problem-solving abilities
• Experience with regulatory organizations like IIROC

Contribute to iA Private Wealth by applying your extensive compliance and leadership expertise.
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📌 Senior Director - Business Conduct Compliance (Ontario)
🏢 iA Financial Group (Industrial Alliance)
📍 Ontario