Join CI Financial as a Branch Manager, specializing in compliance and supervision. This position is crucial for managing registered individuals and ensuring regulatory adherence.

In the role of Branch Manager at CI Financial, you will oversee compliance and provide guidance for branch personnel. You will be responsible for approving recent accounts, training staff, and ensuring all are informed of regulatory changes. Your proactive monitoring and reporting on operational challenges will enhance branch success.

Key Responsibilities:
• Direct and supervise branch operations of registered individuals
• Approve New Account Application Forms and documentation
• Enforce compliance with securities regulations
• Monitor initial training and ongoing education
• Report client service issues to head office

Requirements:
• 5 years of securities industry experience, 2 in management
• CIRO licensed or required upon hire
• Undergraduate degree essential
• Understanding of securities regulations
• Advanced MS Office skills

Elevate compliance standards and lead a dedicated team at CI Financial as a Branch Manager.
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📌 CI Financial Branch Manager Role (Ontario)
🏢 CI Financial
📍 Ontario