Elevate compliance standards as a Senior Compliance Officer for BMO's Capital Markets unit. Lead governance and program oversight while utilizing your capital markets expertise to influence decision-making.
In this pivotal role, you will report directly to the Director of Capital Markets Compliance and contribute to the Enterprise Compliance Program. With a focus on operational non-financial risk, your strong grasp of regulatory expectations, particularly OSFI Guideline E-13, will allow you to interpret complex compliance requirements and provide actionable guidance. Engage with stakeholders and enhance program oversight through creative reporting and analytics.
Key Responsibilities:
• Oversee execution and monitoring of compliance programs • Operationalize regulatory expectations into practical procedures • Enhance dashboards and management information for decision support • Communicate compliance impacts to stakeholders effectively • Identify compliance gaps and lead resolutions
Requirements: • 3 - 5 years in compliance or related field • Understanding of Canadian regulatory environment • Proficient in Microsoft Office suite and data analysis tools • Strong organizational skills under tight deadlines • Commitment to integrity and clear communication
Utilize your capital markets knowledge and stakeholder management skills to drive compliance excellence at BMO. #J-18808-Ljbffr