08 Sep
|
IFG International Financial Group
|
Ontario
08 Sep
IFG International Financial Group
Ontario
Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract, which is renewable. This role is currently hybrid in the Toronto office.
Must-Have skills:
Minimum of 5-7 years of experience in Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support, or operations, preferably in the Capital Markets line of business
Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
Familiarity with Capital Markets Clientele and business and product knowledge
Familiarity with institutional clients, including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
Valuable research, analysis,
and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats
Expert use of S&P; Global (formerly IHS Markit) portal for access to regulatory data and documentation
Nice to Have:
Knowledge of Retail, Commercial, and Wealth Business and their clients in FI is an Asset
Data management experience and applicable techniques
If you are interested in hearing more about this role, please send your updated resume in MS Word format to
[email protected]
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📌 Associate – Regulatory Client Outreach (Ontario)
🏢 IFG International Financial Group
📍 Ontario