Join the Canadian Investment Regulatory Organization as a Counsel in Business Conduct Compliance, focusing on securities regulation and dealer supervision. This hybrid role offers the chance to guide emerging regulatory practices and support investor protection.As Counsel, you will play a vital role in assessing new technologies, business models, and the evolving landscape of compliance. Your responsibilities include analyzing regulatory requirements, preparing practical recommendations, and collaborating with internal teams to ensure effective supervision. Your expertise will assist in managing complex issues related to investment dealers, enhancing the integrity of Canada's capital markets.Key Responsibilities:
Lead assessment of emerging dealer conduct issues




Develop transparent recommendations for management and teams
Identify issues needing escalation for policy consideration
Prepare materials on complex regulatory matters
Support updates for examination processes and trainingRequirements:
Law degree or equivalent experience in securities regulation
Significant experience in compliance or examination roles
Robust knowledge of dealer operations and supervision
Excellent problem-solving and communication skills
Ability to analyze complex regulatory issuesElevate your career in regulatory compliance and investor protection with CIRO.#J-18808-Ljbffr

📌 Business Conduct Compliance Counsel Toronto (Canada)
🏢 Socket.dev
📍 Canada