Manager of Business Compliance Oversight (Ontario)

Manager of Business Compliance Oversight (Ontario)

08 Sep
|
TD
|
Ontario

08 Sep

TD

Ontario

Elevate your career as the Manager of Business Compliance Oversight for TD Asset Management in Toronto. Drive regulatory compliance strategies for APAC and Caribbean regions.

This role offers an exciting opportunity to lead the Compliance department and partner with various stakeholders. Your knowledge in compliance and investment strategies will direct key initiatives and ensure effective oversight of TD's Asset Management compliance program.

Key Responsibilities:
• Ensure alignment of global compliance programs
• Advise on compliance for current business initiatives
• Create and maintain compliance-related materials
• Support effective resource and training materials
• Collaborate across wealth management teams

Requirements:
• Expertise in APAC and Caribbean asset management regulations
• 7+ years of experience in compliance or risk
• Proven ability to provide actionable compliance advice
• Strong problem-solving and organizational skills
• University degree required, law degree is an asset

Your leadership will be crucial in fostering compliance excellence across the organization.
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📌 Manager of Business Compliance Oversight (Ontario)
🏢 TD
📍 Ontario

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