Elevate compliance standards as a Senior Compliance Officer for BMO's Capital Markets unit. Lead governance and program oversight while utilizing your capital markets expertise to influence decision-making.
In this pivotal role, you will report directly to the Director of Capital Markets Compliance and contribute to the Enterprise Compliance Program. With a focus on operational non-financial risk, your strong grasp of regulatory expectations, particularly OSFI Guideline E-13, will allow you to interpret complex compliance requirements and provide actionable guidance. Engage with stakeholders and enhance program oversight through innovative reporting and analytics.
Key Responsibilities:
• Oversee execution and monitoring of compliance programs
• Operationalize regulatory expectations into practical procedures
• Enhance dashboards and management information for decision support
• Communicate compliance impacts to stakeholders effectively
• Identify compliance gaps and lead resolutions
Requirements:
• 3 - 5 years in compliance or related field
• Understanding of Canadian regulatory environment
• Proficient in Microsoft Office suite and data analysis tools
• Robust organizational skills under tight deadlines
• Commitment to integrity and clear communication
Utilize your capital markets knowledge and stakeholder management skills to drive compliance excellence at BMO.
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📌 Senior Compliance Officer at BMO (Ontario)
🏢 BMO
📍 Ontario