Downtown Montreal East, Canada | Posted on 11/04/2024 We arelooking for a key contributor to join our compliance team as a ComplianceManager based in our Montreal office. We are one of Canada’s longest standingfee-only providers of integrated wealth management services to high-net-worthfamilies. Since 1979, our team of trusted professionals brings together, under one roof, tax, accountingand f inancial planning advice atthe deepest level , investment managementand estate planning with family governance services to help successful Canadianfamilies build and preserve their legacies.

Ourexperience and technical knowledge make us best suited to service clients withmultiple needs, holding $2M and more in liquid assets, as well as Family Officeclients with assets ranging from $20M to $200M. A key professional who will report directly to the CCO and will beresponsible for the daily implementation of compliance policies and procedures,ensuring that all investment activities align with client investment policiesand applicable legislation. Review and update the Investment ManagementDepartment’s policies, procedures and communications and participate inthe drafting of various reports,



including quarterly reports Supervise the work of the Compliance Associate Prepare training material and deliver to the IMTeam Help identify key performers and monitor them Perform various compliance and monitor functions related toportfolio management Audit work performed by the back-office IM team Conduct periodic audits of compliance system processes toensure they are being followed Assist the IM Team in the interpretation and implementationof regulatory requirements Capture and analyze new Bills and current regulations to informthe parties concerned of upcoming changes, while supporting them in theimplementation of these changes Analyze Investment Counsellors’ LinkedIn, Instagram and othersocial media to ensure compliance with our Social Media Policy.

Excellent communication skills(written and verbal) in both English and French or any other appropriate training. A minimum of 5 years of relevant experience in Compliance at an AMFregulated portfolio manager Proficient with NDEX an asset Proficient with Microsoft Office Suite Bilingual (English/French), ability to communicate well in Englishis required due to the employee communication needs across Canada. Base salary + bonus/profit share Wellness/Vacation/Personal Time Off policies #

📌 Remote Regulatory Affairs Director (Montreal)
🏢 Staffing In Motion
📍 Montreal