Tier 1 Compliance Specialist – Wealth Advisory (Langley)

Tier 1 Compliance Specialist – Wealth Advisory (Langley)

08 Sep
|
First West Credit Union
|
Langley

08 Sep

First West Credit Union

Langley

First West Credit Union is seeking a Compliance Specialist (Tier 1) to supervise mutual fund activities, ensuring adherence to AW-MFD, CIRO, and BCSC regulations. The role emphasizes risk mitigation and ongoing compliance education within the credit union and Aviso Wealth partnership.

The specialist will perform daily and monthly reviews, approve documents (NAAF, KYC, Trading Authorization), and communicate changes to advisors.

📌 Tier 1 Compliance Specialist – Wealth Advisory (Langley)
🏢 First West Credit Union
📍 Langley

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