Join RBC Capital Markets as a full time Supervisory Analyst, focusing on North American research compliance from 2 PM to 11 PM ET. This remote-friendly role requires a keen eye for detail and robust communication.

In this position, you will oversee compliance for equity and commodity research, ensuring all materials adhere to strict guidelines. Coordinate efficiently with global teams for production and distribution of research products, while resolving daily operational issues.

Your ability to manage multiple projects is crucial during busy earnings seasons.

Key Responsibilities:
Review equity and commodity research for compliance
Ensure adherence to established guidelines and standards
Collaborate with teams on formatting and distribution
Provide guidance with Research Management and Legal
Manage multiple projects within tight deadlines

Requirements:
Must possess a FINRA Series 16 license
Excellent communication and organizational skills
Proficiency in Microsoft Office Suite
Experience in financial research or equity analyst roles
Flexibility for extended hours during peak periods

Drive compliance excellence and make an impact with RBC's high-performance research team.

📌 Supervisor Analyst At Rbc Capital Markets Toronto (Canada)
🏢 RBC
📍 Canada