07 Sep
|
Socket.dev
|
Ontario
07 Sep
Socket.dev
Ontario
Shape the future of Canadian capital markets as Counsel for the Canadian Investment Regulatory Organization's Business Conduct Compliance team. This hybrid position emphasizes regulatory analysis and supports effective investor protection practices.
In this role, you will evaluate cutting-edge business models and technologies impacting dealer supervision. Your expertise will be pivotal in translating complex regulatory concepts into actionable guidance. Collaborating closely with examination teams, you'll help ensure consistent application of regulations and effective oversight across firms and regions in the investment industry.
Key Responsibilities:
• Assess complex dealer conduct issues and trends
• Provide analytical support on regulatory concepts
• Identify emerging risks requiring policy recommendations
• Prepare decision-support materials and presentations
• Conduct updates to regulatory guidance processes
Requirements:
• Juris Doctor, legal training, or relevant experience
• Proficiency in private practice or regulatory roles
• In-depth knowledge of Canadian securities regulations
• Strong analytical and judgment capabilities
• Excellent written and verbal communication skills
Contribute to a transparent regulatory environment with CIRO.
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📌 Counsel for CIRO Compliance Team (Ontario)
🏢 Socket.dev
📍 Ontario