Raymond James Ltd. seeks a Compliance Officer specializing in Product Risk to navigate regulatory frameworks. This full time, 12-month contract is ideal for seasoned compliance specialists.As a key player, you will oversee compliance for various investment products and develop risk assessment strategies. Your responsibilities include facilitating audits, preparing compliance reports, and handling internal inquiries regarding compliance issues. You will ensure that all operations align with regulatory standards and internal policies.Key Responsibilities:
Execute compliance duties related to product and security risk
Prepare reports for management and compliance assessments
Facilitate reviews and audits for investment products




Guide the compliance help desk and respond to inquiries
Deliver training sessions to enhance compliance understandingRequirements:
At least 5 years of experience in compliance
Completion of Branch Manager or equivalent course
Aspiration to achieve the CIM designation
Advanced skills with Dataphile systems
Solid analytical abilities and communication skillsLeverage your compliance expertise to ensure regulatory adherence at Raymond James while supporting a culture of excellence.#J-18808-Ljbffr

📌 Compliance Officer For Product Risk At Raymond James Toronto
🏢 Raymond James
📍 Toronto