Ensure regulatory compliance with the Alberta Securities Commission as a Regulatory Filings Analyst. Answer inquiries and oversee filing processes while based in Calgary.

The Alberta Securities

Commission (ASC) is looking for a Regulatory Filings Analyst to strengthen its Corporate Finance division. This position involves addressing regulatory inquiries and monitoring compliance for Alberta’s reporting issuers. You will play a crucial role in managing filing records and assessing business transactions against regulations. Key Responsibilities:

- Handle inquiries regarding SEDI and SEDAR+ filing requirements
- Maintain compliance records and issuer filing deadlines
- Review regulatory filings for business transactions
- Manage the daily list of reporting issuers
- Ensure insider reports meet compliance standards

Requirements:

- Degree in finance, commerce, or a related field
- 3+ years in compliance or financial positions
- Robust analytical capabilities and problem-solving skills
- Proficient in Microsoft Office and Excel
- Experience with SEDI and SEDAR+ desired

Contribute to the ASC's mission of protecting investors while advancing your career in regulatory compliance.

📌 Analyst for Regulatory Filings at ASC (Calgary)
🏢 Alberta Securities Commission
📍 Calgary