Join Hub Financial as an Advisor Compliance and Business Practices Specialist, focusing on insurance compliance in a hybrid work workplace. Utilize your skills to support advisors and ensure adherence to industry standards. In this role, you will monitor Advisor suitability and compliance within the Insurance division.

Your expertise will be vital in conducting audits, analyzing data, and managing broker compliance to enhance advisor operations. You'll work closely with Insurers and maintain effective reporting processes related to compliance and suitability. Key Responsibilities:

- Support insurance compliance department functions and projects
- Review broker accounts and escalate compliance concerns
- Prepare reports based on monitoring data and trend reviews




- Conduct audits to ensure compliance and proper record-keeping
- Assist in project management coordination

Requirements:

- Minimum three years in life insurance administration
- Strong knowledge of compliance requirements and regulations
- Proficiency in Microsoft Office suite
- Experience with WealthServ or APEXA is an asset
- Bilingual in French and English is a plus

Apply your compliance expertise and attention to detail at Hub Financial to support advisors in delivering exceptional client services.

📌 Compliance Specialist at Hub Financial (Vaughan)
🏢 HUB International
📍 Vaughan