Join CIRO as a Case Assessment Officer in Montreal, combining your analytical skills and financial industry knowledge in a full-time hybrid role. Help protect investors by assessing regulatory complaints. In the Enforcement Department, the Case Assessment Officer is critical to ensuring compliance with regulations.

You will manage investigations into complaints, analyze documentation, and prepare detailed reports to recommend further actions. Liaising with various stakeholders will be a key part of facilitating effective resolutions in this role. Key Responsibilities:

- Conduct comprehensive analysis of regulatory complaints
- Recommend appropriate actions based on dealer conduct
- Maintain detailed records of all complaint assessments
- Communicate assessment outcomes through concise letters
- Review ComSet database submissions and provide recommendations

Requirements:

- Bachelor’s degree in finance or economics preferred
- 2-3 years of relevant experience in the financial sector
- Successful completion of Canadian Securities Course
- Proficiency in both official languages
- Robust research and organizational skills

Drive regulatory compliance and enhance CIRO’s commitment to investor protection in this impactful role.

📌 Montreal Case Assessment Officer Position
🏢 Canadian Investment Regulatory Organization
📍 Montreal