Within RBC Investor Services (IS), the Market Services (MS) unit is responsible for driving revenue and NIAT through winning client activities in the markets space specifically, Foreign Exchange, Cash Products and Securities Lending. Within RBC Investor Services (IS), the Market Services (MS) unit is responsible for driving revenue and NIAT through winning client activities in the markets space specifically, Foreign Exchange, Cash Products and Securities Lending. The mandate of this position is to support and manage all Market Services business management responsibilities by ensuring appropriate governance, compliance with policies/frameworks, and oversee issues, risks, audit and compliance items.

The successful candidate will drive the effectiveness of the business or functional operating model by effectively partnering with functional resources including Finance, Risk, Legal, Strategy, Human Resources, Technology and Compliance. Contributes to and oversees the Front Office Supervisory Program with a focus on regulatory supervision requirements, Regulatory Reporting, Client Documentation and Operational Risk programs globally. Develop, implement and assess operational risk controls in partnership with trading desks.

Point of contact for Operational Events impacting the TMS business. Work closely with IT and Front Office to automate and reduce inefficiencies related to Supervisory reviews and Risk Reports Maintain current inventory of procedures and inventory of all relevant policies and controls. Manage audit and regulatory items, operational risk controls and assessments, KYC, supplier risk management, and ensure compliance with risk appetite and regulatory requirements.

Create and organize materials for multiple committees, such as the Supervisory and Oversight, Best Execution, FX execution committee. At least 5-7 years’ experience in trading conduct, compliance,



regulatory reporting and governance roles Strong relationship management and communication skill and collaborative mindset Proven ability to independently manage multiple, high visibility initiatives MBA, CFA or post-graduate in a quantitative subject are nice to have. Sound financial market and technical knowledge, specifically of financial services and asset management industry.

Passion for Capital Markets & Trading (FX, Securities Finance & Cash) We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. A comprehensive Total Rewards Program including bonuses and adaptable benefits, competitive compensation, commissions, and stock where applicable.

Leaders who support your development through coaching and managing opportunities Flexible work/life balance options. Access to a variety of job opportunities across business.

Business

Appraisals, Business Process Design, Business Process Improvements, Business Process Modeling, Configuration Management (CM), Crisis Management, Effectiveness Measurement, Implementation, Requirements Analysis, Workflow Analysis Employment Type: Full time Platform: WEALTH MANAGEMENT You have the potential to earn RBC's discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided that business meets its performance targets and you meet your individual goals. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. #

📌 Trade Desk Business Manager (Toronto)
🏢 RBC
📍 Toronto