Elevate your career in compliance at BMO as a Senior Capital Markets Compliance Officer. Oversee the Enterprise Compliance Program and provide essential guidance to stakeholders in a pivotal governance role.
In this senior position within the Capital Markets Compliance team, you will be responsible for enhancing compliance frameworks while ensuring alignment with regulatory standards such as OSFI Guideline E-13. Your expertise in capital markets, along with solid stakeholder management, will allow you to interpret compliance requirements and translate them into actionable procedures that guide the CM Compliance unit effectively.
Key Responsibilities:
• Lead Capital Markets Compliance Program governance and enhancement
• Operationalize regulatory expectations into practical procedures




• Build and enhance reporting and management metrics
• Advise Capital Markets stakeholders on compliance impacts
• Coordinate with Compliance, Risk, and business partners
Requirements:
• 3-5 years of relevant compliance experience
• Knowledge of Canadian securities regulations
• Familiarity with OSFI E-13 compliance requirements
• Microsoft Office proficiency, especially Excel
• Strong communication and organizational skills
Utilize your capital markets knowledge and compliance expertise to support BMO's governance initiatives.
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📌 Senior Capital Markets Compliance Officer (Toronto)
🏢 Bank of Montreal
📍 Toronto