40 Temperance StreetSuite 2600Toronto, ON M5H0B4, CANAs a self‑regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.Reporting to the Director, Member Regulation Policy, the Policy Counsel, Member Regulation Policy is a member of the Member Regulation Policy Team (MRP), and is responsible for working on policy initiatives relating to the development, drafting, review and approval of new and revised CIRO Dealer Member regulations and guidance, and participates in the other operational and day‑to‑day work of MRP.Core ResponsibilitiesDevelop and draft recent and revised Dealer Member regulations and guidance, working in collaboration with other CIRO staff and external stakeholders as requiredResponsible for the review and approval process of proposed Dealer Member regulation policy initiativesProvide support to CIRO advisory committees by preparing meeting materials in consultation with the applicable committee chair and presenting policy initiatives to the committeesSupport and represent CIRO externally, provide interpretation of Dealer Member rules, and conduct presentations to others (e.G.,



other regulatory staff, Dealer Members and other applicable stakeholders) on various matters of interest to the investment industryMust‑havesLaw Degree (LL.B. or J.D.)Member, in good standing, of a Bar in one or more Canadian jurisdictionsA minimum of 3 years of experience practicing law in either private practice or as in‑house counselProject and/or transaction experience would be an assetSuccessful completion of one or more of the Canadian Securities Course, the Conduct and Practices Handbook Course, the Partners, Directors and Senior Officers Course, and the Chief Compliance Officers Qualifying Exam would be an assetCompliance or legal experience at a CIRO dealer member firm would be an assetNice to HavesExcellent verbal and written communication skills, including legal research and drafting skillsAbility to multi‑task and prioritize competing mattersKnowledge of CIRO Dealer Member rules, requirements and guidance would be an assetUnderstanding of the role and operations of the CIRO departments responsible for Dealer Member conduct compliance and enforcement of Dealer Member rules and requirements would be an assetWhat we OfferCompetitive base salary in alignment with marketPerformance based bonus *Hybrid work environmentEmployer paid Health Benefits and Spending

📌 Policy Counsel (Toronto)
🏢 Canadian Investment Regulatory Organization
📍 Toronto