Lead the global compliance program for TD Asset Management with a focus on APAC and Caribbean regions. Utilize your expertise in compliance and risk management to drive regulatory alignment and effective relationships.

In the role of Manager in the Compliance department, you will oversee compliance protocols within TD's Asset Management business. Engaging with stakeholders across Compliance, Legal, and business units in various regions, you'll ensure adherence to regulatory standards while promoting sustainable investing practices.

Key Responsibilities:
• Support the Asset Management regulatory compliance program
• Provide compliance advisory and assessments on initiatives
• Develop and maintain compliance policies and procedures




• Align key compliance policies for international applicability
• Lead projects requiring subject matter expertise

Requirements:
• Advanced knowledge of APAC and Caribbean regulatory requirements
• Minimum 7 years in compliance or risk management
• Ability to assess and prioritize compliance risks
• Robust analytical and problem-solving skills
• University or College degree, JD/LLB preferred

Use your compliance expertise to shape the future of asset management at TD.
#J-18808-Ljbffr

📌 Global Compliance Manager at TD (Ontario)
🏢 TD
📍 Ontario