Select how often (in days) to receive an alert: Select how often (in days) to receive an alert: Please be advised that our Careers site will be unavailable from November 28 at 12am ET to November 29 12am ET for scheduled system maintenance. Requisition ID: Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose Contributes to the overall success of Tangerine Investment Funds Limited (TIFL) Compliance in Canada by ensuring specific business initiatives are executed and delivered in support of the department's business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies, and procedures. Supports the Director, Compliance in maintaining an effective compliance management framework and providing regulatory oversight to TIFL initiatives. Leads compliance advisory activities as assigned associated with recent and evolving business initiatives to ensure regulatory readiness, appropriate risk management, and adherence to applicable securities regulations, industry standards, and internal governance requirements. Accountabilities Serves as a trusted compliance advisor to business partners and project teams, providing compliance guidance and challenge throughout the lifecycle of new business initiatives, products, services, and strategic projects. Supports the Director, Compliance in establishing regulatory readiness for new business initiatives by identifying applicable regulatory requirements, assessing compliance risks, and recommending appropriate controls and governance measures. Conducts comprehensive compliance risk assessments for proposed business activities, operational changes, and strategic initiatives, documenting risks, mitigating measures, and residual risk considerations. Leads the drafting, review, implementation,



and maintenance of compliance-related policies, procedures, standards, guidelines, and supervisory controls to ensure alignment with regulatory expectations and business objectives. Develops and enhances compliance monitoring and testing activities designed to assess the effectiveness of controls and identify potential compliance gaps. Partners with business stakeholders, Legal, Risk Management, Operations, and other control functions to ensure compliance requirements are incorporated into business processes, systems, and operating models. Identifies emerging regulatory developments, industry trends, and regulatory risks, assesses business impacts, and recommends actions to maintain ongoing compliance. Provides compliance support for regulatory examinations, internal audits, compliance reviews, and regulatory inquiries, including remediation planning and implementation. Creates, updates, and delivers mandatory compliance training programs to support employee awareness and understanding of regulatory obligations, internal policies, and conduct expectations. Develops communications, presentations, and reporting materials for senior management, governance committees, and compliance forums regarding regulatory developments, risk assessments, compliance initiatives, and program effectiveness. Establishes and maintains effective working relationships with regulators, business partners, and internal stakeholders to support a strong culture of compliance and ethical conduct. Monitors compliance issues, incidents, and regulatory developments, ensuring timely escalation of significant matters to the Director, Compliance and appropriate governance forums. Oversees monitoring and testing of the firm’s activities including its Approved Persons. This includes but is not limited to: suitability, KYC/KYP, conflicts of interest, trade &

📌 Senior Manager, Tangerine Investment Funds Compliance (Toronto)
🏢 Tangerine Bank
📍 Toronto