Explore the Investigative Analyst position at CIRO, where you will assess trading compliance within Canada's capital markets. This hybrid role focuses on detailed reviews and regulatory investigations.
The Investigative Trading Analyst role at the Canadian Investment Regulatory Organization (CIRO) involves performing objective post-trade reviews and preliminary investigations of potential trading violations. You will compile evidence from various sources, conduct thorough trading analysis, and write concise reports to support your conclusions. You'll also contribute to special projects and maintain relationships with regulatory departments as you develop professionally.
Key Responsibilities:



- Conduct object reviews of trading law violations - Write clear preliminary investigation reports - Gather relevant evidence from various sources - Participate in special projects and regulatory initiatives - Develop relationships with regulatory departments
Requirements: - Education in finance or related field - Canadian Securities Course completion - Minimum 2-4 years in a compliance or analyst role - Solid knowledge of trading regulations and practices - Excellent report writing and analytical skills
Leverage your expertise in securities regulations and contribute to a transparent financial market at CIRO.#J-18808-Ljbffr

📌 Investigative Analyst Role At Ciro (Winnipeg)
🏢 ciro]
📍 Winnipeg