Senior Compliance Manager (Toronto)

Senior Compliance Manager (Toronto)

04 Sep
|
Akkodis
|
Toronto

04 Sep

Akkodis

Toronto

Direct message the job poster from AkkodisTechnical Recruiter | Were Hiring! at AkkodisPosition: Senior Country Compliance and Operational Risk Manager - ConsultantDuration: 6 month assignment (contract)Engagement Model: Professional Services Engagement – B2B (Incorporated Entities Only)About the EngagementAkkodis is seeking the services of an experienced Senior Country Compliance and Operational Risk Manager consultant to support treasury data transformation initiatives within a leading Canadian financial institution. The engagement involves collaborating with business and technology teams to analyze, document, and optimize business rules, data integration, and system workflows, with a strong focus on SQL and data performance.Services to be ProvidedConduct C&OR risk assessments in the country and contribute to the risk assessment for the region, incorporating review of external loss events to assess control effectivenessCountry C&OR reporting, identifying and aggregating compliance and operational risks/issues for the countryIdentify, collect, validate and record internal loss events and “near misses”. Perform root cause analyses on internal loss events and develop remediation plans to strengthen controlsIdentify,



review and document relevant external loss eventsContribute to Scenario Analyses to provide a forward-looking estimate of hypothetical operational lossesCreation of C&OR risk training coverage plans to address local needs.C&OR risk monitoring occurring in the countryEvaluation of internal audit results, regulator identified issues, monitoring & testing (“M&T”) results and advising on remediation required in countryEnsuring Compliance and Operational Risk “owned” issues (i.E., Internal Audit, Regulator and Self-Identified issues) are addressed appropriately and timely.Contribution to the development of C&OR monitoring & testing plans.Execute governance and management routinesOversight of changes in local and regional regulation, including advising on those changes and directing the appropriate areas to implement or amend policies and procedures/processes to address change in regulationsC&OR related projects and other duties as assignedQualificationsMinimum of 10 years compliance experience with full-service investment dealer.Solid understanding of Canadian regulatory environment, including CIRO Rules, National Instruments, and UMIR.University degree or equivalent.Proven track record in managing compliance programs and leading teams, with at least 2–5 years in a supervisory role.Experience with listed and over-the-counter securities and derivatives trading and/or operations.Working experience in a foreign

📌 Senior Compliance Manager (Toronto)
🏢 Akkodis
📍 Toronto

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