Elevate your career at Harbourfront Wealth as a Compliance Coordinator in Vancouver, BC. This role focuses on registrations, compliance support, and regulatory efficiency with a $60,000-$75,000 salary range.The Compliance Coordinator will report directly to the Director of Compliance. You will provide key operational support for both Registrations and Compliance, ensuring effective regulatory practices. Familiarity with the National Registration Database (NRD) and compliance processes will be essential to succeeding in this role.Key Responsibilities:- Serve as Authorized Firm Representative for NRD activities- Process registrations for current hires and role changes- Conduct regulatory checks and monitor submissions- Investigate NRD deficiencies and resolve issues- Support compliance monitoring and internal recordkeepingRequirements:- Over 2 years in the financial services sector- Hands-on experience with NRD and registration processes- Completion of CSC or equivalent coursework- Strong communication skills for stakeholder interaction- Proficiency in Microsoft Office applicationsBecome an integral part of Harbourfront Wealth's commitment to regulatory excellence.#J-18808-Ljbffr

📌 Compliance Coordinator At Harbourfront Wealth - C$60,000 - C$75,000 A Year (Winnipeg)
🏢 Harbourfront Wealth
📍 Winnipeg