Independently perform complex financial crime risk reviews, quality assurance activities, effective challenge, second-level reviews, trend analysis, and stakeholder advisory support across TD Securities Monitoring and Investigations AML/ATF processes
Apply advanced AML/ATF, sanctions evasion, regulatory reporting, investigation quality, and securities/capital markets knowledge
Assess investigation outcomes, escalation decisions, control execution, documentation quality, remediation activity, and regulatory risk management
Perform monthly QA sampling and review QA scorecard adjustment requests
Deliver initial and final QA results and monthly QA summary reporting
Conduct quality trend analysis, identify QA breaches, track remediation, and elevate quality concerns
Provide subject matter expertise and guidance to QA Analysts, FCRM stakeholders, and business partners
Support issue resolution, remediation activities, quality action plans, and recurring control gap analysis
Prepare responses to information requests from testing teams, Audit, regulators, and oversight partners
Contribute to governance reporting, quality insights, thematic analysis, and management updates
Participate in projects, methodology enhancements, procedure updates, calibration sessions, and process improvement initiatives
Lead or support advanced analysis of QA results, procedural adherence, risk themes, control gaps, and remediation effectiveness
Identify systemic issues, emerging risks, training needs, and process weaknesses and elevate recommended actions
Prepare audit, regulatory, governance, and internal reporting materials
Update QA scorecards, testing guides, job aids, desk guides, templates, and procedures
Provide feedback, coaching, and knowledge sharing to QA Analysts
Support team calibration, training forums, huddles, and cross-functional discussions
Build relationships across QA Operations, Professional Practices, Monitoring & Investigations,



FCRM Business Oversight, Compliance, Legal, Risk, and other stakeholders
May lead workstreams, projects, calibration activities, process updates, or targeted reviews
Generally report to a Manager or Senior Manager within Financial Crime Risk Management
Requirements Undergraduate degree or equivalent experience required/preferred
5+ years of experience in Financial Crime, AML/ATF, investigations, TD Securities/capital markets, correspondent banking, wholesale banking, QA/QC, audit, second-line testing, risk management, or compliance oversight
Experience conducting or reviewing complex AML investigations, EDD/HRC reviews, STR/UTR assessments, RGS analysis, adverse media reviews, sanctions-related escalations, or regulatory reporting decisions is preferred
Experience in TD Securities, capital markets, correspondent banking, prime brokerage, securities activity, or wholesale banking environments is a strong asset
ACAMS, ACFCS, CAMS, CFCS, or equivalent financial crime certification is considered an asset
Advanced knowledge of AML/ATF, sanctions evasion, suspicious transaction monitoring, STR/UTR decisioning, RGS thresholds, and regulatory expectations
Strong understanding of TD Securities products and related financial crime risks
Strong analytical, investigative, and critical-thinking skills
Ability to provide effective challenge, articulate defensible conclusions, and influence outcomes without direct authority
Strong written communication skills for governance-ready summaries, QA findings, thematic analyses,



and senior-level reporting
Strong coaching, stakeholder management, and relationship-building skills
Ability to interpret and apply procedures, standards, policies, and regulatory requirements consistently
Strong organizational skills with ability to manage multiple complex priorities and deadlines
Proficiency with Microsoft Office, Excel, data analysis, reporting tools, investigation systems, and relevant monitoring/case management applications
Sound judgment, discretion, confidentiality, and professionalism
Core Competencies Demonstrates advanced knowledge of AML/ATF processes, financial crime risk management, and regulatory compliance, with solid analytical and investigative skills to assess and improve quality assurance activities. Proficient in stakeholder management and effective communication for governance reporting and issue resolution.
Highest-signal resume keywords AML/ATF Expertise
Financial Crime Risk Management
Quality Assurance (QA) Analysis
Regulatory Reporting
Stakeholder Management
ATS Optimization Keywords Hard Skills Financial Crime Investigations
Regulatory Compliance
Risk Management
Data Analysis
Quality Assurance (QA) Sampling
Suspicious Transaction Monitoring
Adverse Media Reviews
Enhanced Due Diligence (EDD)
Second-Line Testing
Control Gap Analysis
Soft Skills Analytical Skills
Critical Thinking
Coaching
Relationship Building
Organizational Skills
Certifications & Qualifications ACAMS
ACFCS
CAMS
CFCS
Industry Keywords TD Securities
Capital Markets
Correspondent Banking
Wholesale Banking
Regulatory Expectations
Governance Reporting
Thematic Analysis
Quality Insights
Control Execution
Escalation Decisions
Tools & Technologies Microsoft Office
Excel
Reporting Tools
Investigation Systems
Case Management Applications

#J-18808-Ljbffr

📌 Senior Financial Crime Risk Analyst (Ontario)
🏢 Jobtailor
📍 Ontario