Join RBC Capital Markets as a full-time Supervisory Analyst, focusing on North American research compliance from 2 PM to 11 PM ET. This remote-friendly role requires a keen eye for detail and solid communication.
In this position, you will oversee compliance for equity and commodity research, ensuring all materials adhere to strict guidelines. Coordinate efficiently with global teams for production and distribution of research products, while resolving daily operational issues. Your ability to manage multiple projects is crucial during busy earnings seasons.
Key Responsibilities:
• Review equity and commodity research for compliance
• Ensure adherence to established guidelines and standards
• Collaborate with teams on formatting and distribution
• Provide guidance with Research Management and Legal
• Manage multiple projects within tight deadlines
Requirements:
• Must possess a FINRA Series 16 license
• Excellent communication and organizational skills
• Proficiency in Microsoft Office Suite
• Experience in financial research or equity analyst roles
• Flexibility for extended hours during peak periods
Drive compliance excellence and make an impact with RBC's high-performance research team.
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📌 Supervisor Analyst at RBC Capital Markets (Ontario)
🏢 RBC
📍 Ontario
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