Director of Capital Markets Compliance (York)

Director of Capital Markets Compliance (York)

04 Sep
|
Banque Nationale du Canada
|
York

04 Sep

Banque Nationale du Canada

York

Elevate your career as a Director focusing on Capital Markets at the National Bank in New York. You'll engage with complex regulatory compliance and lead financial resource management initiatives that drive success. This role is pivotal on the Financial Resource Management (FRM) team, emphasizing regulatory insights and collaboration across various departments.

You'll analyze regulations, supervise swap dealer policies, and contribute to vital projects. Your expertise will help clients navigate capital markets and finance regulations effectively, ensuring compliance with both US and international standards. Key Responsibilities:

- Analyze and interpret regulations affecting capital markets
- Supervise swap dealer policies and procedures




- Lead projects implementing regulatory changes
- Provide expertise on trade structuring to sales
- Review and approve new business cases

Requirements:

- Bachelor’s or higher in relevant fields
- Recent experience in capital markets compliance
- Solid analytical and problem-solving skills
- Effective independent and team collaboration
- Exceptional communication skills for diverse audiences

Join a forward-thinking team at National Bank, leveraging your knowledge of regulatory compliance and capital markets.

📌 Director of Capital Markets Compliance (York)
🏢 Banque Nationale du Canada
📍 York

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