Compliance Auditor, Insurance Brokerage Operations Full-Time | Hybrid (2x/week Downtown Toronto) Have you contributed to improving processes and ensuring compliance in a brokerage environment? Our client is seeking a Compliance Auditor, Insurance Brokerage Operations to join their team. Reporting to the Manager, Compliance, this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews.

Conduct risk-based assessments of insurance brokerages using established audit frameworks

- Review operational documents and financial records to assess compliance with industry regulations and standards
- o Equity shortfalls o Trust account discrepancies

Recommend appropriate next steps and escalate high-risk matters where necessary

- Clearly communicate audit findings, both verbally and in writing
- Follow established audit service standards, procedures, and professional guidelines We are looking for someone with hands-on general insurance brokerage experience and a practical,



risk-based approach to operational and financial compliance. o Trust accounts o Equity requirements o Internal controls
- Knowledge of insurance brokerage legislation, regulations, by-laws, and professional standards, with the ability to apply them in an audit environment
- Proven ability to review detailed documentation, identify issues, and manage audit responsibilities from planning through reporting
- College diploma or university degree in a related field
- CPA designation is considered an asset, but is not required
- RIBO licence and/or CIP designation (or actively pursuing) are considered strong assets
- Robust organizational skills and proficiency with Microsoft Office Candidates with experience limited to banking or AML, without direct insurance brokerage operations experience, will not be considered. Comprehensive health and dental benefits
- Half-days before long weekends
- 3 paid personal days

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📌 Medical Auditor (Toronto)
🏢 The Mason Group
📍 Toronto