Elevate your career as a Compliance Analyst with Willoughby Asset Management in Burlington, Ontario, operating in a hybrid work environment. Ensure successful compliance with financial regulations while supporting internal controls on a focused team.

In this role, you will be responsible for monitoring regulatory changes and preparing regulatory reports under the guidance of the Chief Compliance Officer. Collaborating with internal departments and external partners, you will enhance compliance policies, review marketing content, and conduct thorough audits. This position offers extensive exposure to compliance practices within the investment fund management sector.

Key Responsibilities:



• Research and monitor CSA and BCSC regulatory developments • Prepare and file necessary compliance reports • Enforce compliance policies and procedural standards • Review fund marketing and investor communication materials • Conduct internal compliance audits comprehensively

Requirements: • 5+ years of compliance experience in investment funds • Positive grasp of investment industry regulations • Robust analytical and problem-solving capabilities • Ability to juggle multiple priorities in a busy workplace • Excellent communication and detail-oriented skills

Leverage your compliance capabilities at Willoughby Asset Management and ensure optimal operational integrity. #J-18808-Ljbffr

📌 Investment Fund Compliance Analyst Role Winnipeg
🏢 Harbourfront Wealth Group
📍 Winnipeg