Become a key member of Willoughby Asset Management's Compliance team in Burlington, Ontario. As a Compliance Analyst, engage in critical regulatory compliance tasks in a hybrid working model within a leading wealth management firm.

Reporting to the Chief Compliance Officer, you will play an essential role in assuring that the firm's operations align with Canadian regulations. Your expertise will support the oversight of portfolio management practices and regulatory filings. Collaborate with various departments while continuously enhancing compliance systems and processes.

Key Responsibilities:
• Track CSA, BCSC, and CIRO regulatory changes
• Assist in the compilation of regulatory filings
• Enforce compliance policies across internal practices




• Review marketing materials for compliance standards
• Conduct internal compliance audits and assessments

Requirements:
• At least 5 years of compliance experience in investment funds
• Comprehensive understanding of financial regulations
• Solid analytical, problem-solving, and communication skills
• Ability to manage multiple tasks under pressure
• Detail-driven with effective organizational abilities

Bring your compliance skills and join the dedicated team at Harbourfront Group as we shape the future of investment fund management.
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📌 Hybrid Compliance Analyst at Harbourfront Group (Ontario)
🏢 Harbourfront Wealth Group
📍 Ontario