Wealth Management Branch Compliance Leader (Ontario)

Wealth Management Branch Compliance Leader (Ontario)

03 Sep
|
CI Financial
|
Ontario

03 Sep

CI Financial

Ontario

CI Financial Corp. is seeking a Corporate Branch Manager to oversee CI Assante Wealth Management branch offices and registered individuals. The role ensures accounts are opened in full compliance with regulatory requirements, and appropriate disclosures and activities are approved and tracked.
You will supervise training, monitor regulatory adherence, and report findings to Head Office Compliance. A solid background in securities law and MS Office is essential for success.

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📌 Wealth Management Branch Compliance Leader (Ontario)
🏢 CI Financial
📍 Ontario

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